Brain, Vol. 123, No. 9, 1784-1812,
September 2000
© 2000 Oxford University Press
Review article |
Genetics and ischaemic stroke
Department of Clinical Neurosciences, St George's Hospital Medical School, London, UK
Correspondence to:
Professor Hugh Markus, Clinical Neuroscience, St George's Hospital Medical School, Cranmer Terrace, London, SW17 ORE, UK E-mail: h.markus{at}sghms.ac.uk
| Abstract |
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Ischaemic stroke can be caused by a number of monogenic disorders, and in such cases stroke is frequently part of a multisystem disorder. Cerebral autosomal dominant arteriopathy with subcortical infarcts and leucoencephalopathy (CADASIL), due to mutations in the Notch 3 gene, is increasingly appreciated as a cause of familial subcortical stroke. The genetics and phenotypes of monogenic stroke are covered in this review. However, the majority of cases of ischaemic stroke are multifactorial in aetiology. Strong evidence from epidemiological and animal studies has implicated genetic influences in the pathogenesis of multifactorial ischaemic stroke, but the identification of individual causative mutations remains problematic; this is in part limited by the number of approaches currently available. In addition, genetic influences are likely to be polygenic, and ischaemic stroke itself consists of a number of different phenotypes which may each have different genetic profiles. Almost all human studies to date have employed a candidate gene approach. Associations with polymorphisms in a variety of candidate genes have been investigated, including haemostatic genes, genes controlling homocysteine metabolism, the angiotensin-converting enzyme gene, and the endothelial nitric oxide synthase gene. The results of these studies, and the advantages and limitations of the candidate gene approach, are presented. The recent biological revolution, spurred by the human genome project, promises the advent of novel technologies supported by bioinformatics resources that will transform the study of polygenic disorders such as stroke. Their potential application to polygenic ischaemic stroke is discussed.
cerebrovascular diseases; Mendelian disorders; candidate genes; genetics
ACE = angiotensin-converting enzyme; ANF = atrial natriuretic peptide; CADASIL = cerebral autosomal dominant arteriopathy with subcortical infarcts and leucoencephalopathy; EST = expressed sequence tag; MELAS = mitochondrial encephalomyelopathy, lactic acidosis and stroke-like episodes; QTL = quantitative trait locus/loci; SHR = spontaneously hypertensive rat
| Introduction |
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Ischaemic stroke can be the presenting feature of a number of single-gene disorders, but much more important on a population level are the sporadic forms of this disease. The aetiology in these cases is multifactorial and, whilst classical forms of inheritance cannot be demonstrated, recent evidence strongly suggests the importance of genetic factors. In the first part of this article we will focus on some of the single-gene disorders associated with ischaemic stroke. In the second part we will review the evidence that genetic factors are important in the pathogenesis of common ischaemic stroke, including evidence from both epidemiological studies and observations in animal models. We will then review candidate gene studies linking specific genes with the risk of ischaemic stroke. Finally, we will discuss potential molecular approaches, both those currently available and novel strategies, which may be suitable for the identification of stroke susceptibility genes.
| Human single-gene disorders associated with stroke |
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Several rare Mendelian traits arising from a single-gene defect have been described in which stroke is a prominent feature (Natowicz and Kelley, 1987
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Cardioembolic stroke
Cardiac dysfunction frequently leads to embolic stroke. Single-gene disorders in this category include familial atrial myxomas, hereditary cardiac conduction defects and inherited cardiomyopathies. The latter may present as a primary cardiac disorder (e.g. hypertrophic obstructive cardiomyopathy) or be secondary to a neuromuscular disorder (e.g. Duchenne muscular dystrophy) or one of the inborn errors of metabolism (e.g. Menkes disease). The associated risk varies widely according to the disorder. For example, recent evidence suggests that idiopathic autosomal dominant mitral valve prolapse may confer a negligible risk of cardioembolic stroke (Gilon et al., 1999
Large artery disease
Metabolic disorders damaging the intra- or extracerebral vessels may lead to atherosclerosis and thromboembolism or haemodynamic insufficiency. Important single-gene disorders include homocysteinuria and dyslipidaemias. A number of conditions, such as homocysteinuria and sickle cell disease (see section headed Haematological disorders), may result in stroke via both arterial disease and a prothrombotic tendency.
Homocysteinuria
Several autosomal dominant and recessive enzyme deficiencies exist which can lead to a high level of homocysteine in both plasma and urine, and this condition is referred to as homocysteinuria. It should be distinguished from milder hyperhomocysteinaemia, without homocysteinuria, which is a risk factor for ischaemic stroke on a population basis. The full homocysteinuria phenotype consists of mental retardation, ectopia lentis, skeletal deformities and thromboembolic vascular events. The most common underlying biochemical defect is the absence of the enzyme cystathione ß-synthase, which converts homocysteine to cystathione, and this results in high plasma levels of homocysteine, methionine and homocysteinecysteine mixed disulphide. More rarely, homocysteinuria may also result from a defect in the remethylation of homocysteine arising from a deficiency in methionine synthase or methylene tetrahydrofolate reductase. In patients with cystathione ß-synthase deficiency, two forms of the phenotype can be distinguished according to the patient's responsiveness to treatment with the coenzyme precursor pyridoxine. Patients with the non-responsive form appear to have a more severe clinical presentation (Mudd and Levy, 1983
). Homocysteine is believed to be toxic to endothelial cells and to predispose to a prothrombotic state, and it is associated with premature atherosclerosis. According to one study, one-half of the patients with inherited cystathione ß-synthase deficiency suffered from a thromboembolic episode before the age of 29 years, and in 32% of these cases this was a cerebrovascular event (Mudd et al., 1985
). The molecular genetic basis of homocysteinuria has been well characterized. The cystathione ß-synthase gene maps to chromosome 21q22.3 (Kraus et al., 1993
), and there are several relatively common mutations. The I278T and A114V mutations are widely distributed and frequently found in pyridoxine responders, whilst the G307S and A12242C mutations occur more frequently in northern European populations and are associated with a lack of pyridoxine responsiveness (Sebastio et al., 1995
). Less frequently occurring mutations have also been described, and interestingly most of the disease alleles cluster in exons 3 and 8. Homocysteinuria usually occurs in individuals homozygous for the mutation, although it has been reported in the heterozygous state for some cystathione ß-synthase mutations (Sebastio et al., 1985).
Dyslipidaemias
Hereditary dyslipidaemias associated with premature atherosclerosis may lead to early stroke. The relationship between these disorders and ischaemic stroke is less well defined than that with coronary artery disease, but a link has been reported in several disorders, including familial hypoalphalipoproteinaemia, familial hypercholesterolaemia (homozygous form), type II and type IV hyperlipidaemia and Tangier's disease (Brown et al., 1983
; Third et al., 1984
; Natowicz and Kelley, 1987
).
Haematological disorders
Haemoglobinopathies, including sickle cell disease and various inherited coagulopathies, are associated with thrombotic cerebral infarction. Stroke is an important complication of sickle cell disease. It usually occurs in childhood, affecting ~8% of children with homozygous sickle cell disease in the first 14 years of life (Balkaran et al., 1992
). Ischaemic stroke is infrequently seen in haemoglobin sickle cell disease and is extremely rare in sickle cell trait. Several mechanisms predispose sickle cell patients to an increased risk of ischaemic stroke; these include sickling of red blood cells during a crisis and thrombotic infarction of both small and large vessels. In addition, narrowing of the large extracranial and intracranial vessels occurs secondarily to fibrous intimal proliferation. The large-vessel stenotic lesions can be identified using transcranial Doppler ultrasound, and this technique is helpful in predicting which patients are at high risk of cerebral infarction; for such patients a programme of exchange transfusion is beneficial (Adams et al., 1998
).
A prothrombotic state resulting from a deficiency of the natural anticoagulants protein C and protein S is a well-recognized cause of familial venous thrombosis. The association with arterial stroke is less strong. Proving a causal association in an individual patient is complicated by the fact that reduced levels of proteins C and S may occur transiently after stroke, while low levels may been seen in other conditions, including liver disease, disseminated intravascular coagulation and renal disease, or in patients on warfarin therapy. Therefore, it may be necessary to confirm an underlying gene defect by serial sampling of levels and screening other family members (Markus and Hambley, 1998
). It appears that these prothrombotic tendencies are primarily a risk factor for arterial stroke in the young, and the relationship has been described in several case reports. In cases where there is also a family history of premature thrombosis in other family members, the association is likely to be causal (Kohler et al., 1990
; Barinagarrementeria et al., 1994
). In elderly individuals, the relationship between the levels of these natural anticoagulants and stroke appears to be weak (Markus and Hambley, 1998
). In addition, the risk of venous thrombosis is much higher than that of arterial thrombosis, and the possibility of a patent foramen ovale leading to a right-to-left cardiac shunt should therefore be considered in patients with stroke. The risk of cerebral venous thrombosis is also increased. Antithrombin III deficiency, inherited as an autosomal dominant trait, is also primarily associated with venous thrombosis, although rare cases of arterial stroke have been reported (Vomberg et al., 1987
).
In 1993, a new form of familial thrombophilia was recognized, detectable on functional assays as a resistance to activated protein C (Dahlback et al., 1993
). Subsequent DNA analysis revealed that, in the majority of cases, this was due to an A
G substitution at position 1691 (Q506 Leiden) of the selective coagulation factor V gene (Bertina et al., 1994
). The heterozygous state is found in 38% of the normal population. This appears to be the commonest inherited cause of venous thrombosis and is an important risk factor for cerebral venous thrombosis, but large casecontrol studies have failed to find an increased frequency of the factor V Leiden mutation compared with published population frequencies and with age-matched controls (Table 3
). However, there are a number of kindreds described with inherited activated protein C resistance and stroke occurring at a young age (Simioni et al., 1995
; De Lucia et al., 1997
). Similarly, a mutation in the non-coding 3'-terminal end of the prothrombin gene associated with increased protein expression (G20210A) has been linked to venous thrombotic events (Poort et al., 1996
), although most of the data emerging on the role of this variant in ischaemic stroke are negative. The sole exception was a single casecontrol study in young patients (De Stefano et al., 1998
). Several case reports have suggested that epistatic (genegene) interactions may increase the risk of arterial thrombosis synergistically in individuals carrying prothrombotic mutations and/or hyperhomocysteinaemia, as demonstrated in families with combined disorders (Franken et al., 1993
; Koller et al., 1994
; Mandel et al., 1996
).
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Although most cases of the anticardiolipin antibody and lupus anticoagulant syndrome are sporadic, several families with the syndrome have been described (Mackie et al., 1987
Small vessel disease
Small vessel disease is a pathological term used to refer to the structural alterations affecting the small penetrating end arterioles which supply the deep white matter and basal ganglia. The clinical phenotype arising from this type of injury may take one of several forms, most commonly specific lacunar stroke syndromes (Bamford et al., 1991
). Multiple lacunar infarcts, with or without more diffuse ischaemic changes in the penetrating arterial territories, may present with cognitive impairment, pseudobulbar palsy and disorders of gait. These changes are best seen on MRI as focal or diffuse hyperintensities on T2-weighted sequences. Several single-gene disorders can be identified with this phenotype.
Cerebral autosomal dominant arteriopathy with subcortical infarcts and leucoencephalopathy (CADASIL)
Cases of familial vascular dementia began to appear in the literature in 1977, notably descriptions by Sourander and Walinder (Sourander and Walinder 1977
) and Stevens and colleagues (Stevens et al., 1977
). By 1993, several similar families had been reported across Europe using a variety of terms, including hereditary multi-infarct dementia (Sourander and Walinder, 1977
), autosomal dominant syndrome with stroke-like episodes and leucoencephalopathy (Tournier-Lasserve et al., 1991
), chronic familial vascular encephalopathy (Stevens et al., 1977
), familiare zerebrale arteriosclerose (Gerhard, 1980
), demence sous-corticale familiale avec leucoencephalopathie arteriopathique (Davous and Fallet-Bianco, 1991
), familial disorder with subcortical ischaemic strokes, dementia and leucoencephalopathy (Mas et al., 1992
), and slowly progressive familial dementia with recurrent strokes and white matter hypointensities on CT scan (Salvi et al., 1992
). In 1993, the acronym CADASIL, an abbreviation for cerebral autosomal dominant arteriopathy with subcortical infarcts and leucoencephalopathy, was adopted to designate a form of this disorder as specified by genetic homogeneity (Tournier-Lasserve et al., 1993
). This disease has now been reported from many regions worldwide, including Europe (Jung et al., 1995
; Bergmann et al., 1996
), North America (Hedera and Friedland, 1997
; Desmond et al., 1998
) and the Far East (Nishio et al., 1997
).
The clinical phenotype is characterized by subcortical stroke-like episodes, which occur usually in mid-adulthood in the absence of normal vascular risk factors, and a stepwise subcortical dementia with pseudobulbar palsy (Chabriat et al., 1995b
; Dichgans et al., 1998
). Migraine and psychiatric disturbance are features which usually occur earlier in life and are the prominent feature in some families (Chabriat et al., 1995a
; Verin et al., 1995
). Epilepsy has also been reported (Malandrini et al., 1997
; Dichgans et al., 1998
). The average life expectancy of these patients is 65 years. MRI reveals leucoencephalopathy and small deep infarcts in all symptomatic patients, and these may be also found in asymptomatic individuals. Both focal lacunar infarcts and more diffuse leucoaraiosis are seen on T2-weighted images (Fig. 1
), and are found in the deep white matter and periventricular regions (Chabriat et al., 1998
). These changes have also been reported in the brainstem deep white matter but not the cerebellar cortex (Chabriat et al., 1999
). The extent of the changes is proportional to age, and the lesion load appears to correlate with the level of disability and impairment of cognitive performance (Dichgans et al., 1999
).
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The underlying pathology consists of a non-arteriosclerotic, non-amyloid angiopathy involving the media of the cerebral small vessels. Histopathological studies reveal concentric thickening of the arterial walls with extensive granular eosinophilic material deposited within the media and reduplication of the internal elastic lamina. In the white matter, there is diffuse and focal pallor of myelin staining with destruction of nerve fibres and accompanying gliosis. The frontal, parietal and occipital lobes are most commonly affected and show a symmetrical pattern. These changes are accompanied by multiple infarcts in the deep white matter, thalamus and basal ganglia at different stages of development. Electron microscopy of the vessels reveals patches of granular osmiophilic material in close association with focal destruction of the vascular smooth muscle (Baudrimont et al., 1993
The underlying genetic mutation was identified using a linkage strategy. Linkage analysis of two unrelated families allowed the disease locus to be assigned initially to 19q12 (Tournier-Lasserve et al., 1993
). Using a similar approach, it was found that another Mendelian disorder, familial hemiplegic migraine, could be mapped to the same locus (Joutel et al., 1993
), suggesting that allelism of the same gene could be responsible for both conditions. This was later disproved when linkage analysis of further pedigrees allowed the critical region to be further refined. A sequence of 8 cM (centimorgans) was defined in CADASIL (Joutel et al., 1996
; Dichgans et al., 1996
), within which the human equivalent of the mouse Notch 3 gene was identified. This was proposed as a candidate gene on the basis of similarity between another gene involved in Notch signalling, Sel 12, and S 182, a gene implicated in Alzheimer's disease (Levitan and Greenwald, 1995
). Identification of deleterious mutations confirmed Notch 3 as the causative gene. Subsequently, mutations of the P/Q-type Ca2+ channel
1 subunit gene (CACNL1A4) were identified as being responsible for familial hemiplegic migraine (Ophoff et al., 1996
). However, it is likely that other loci may be responsible in some families with this CADASIL phenotype, in a manner analogous to that seen in familial Alzheimer's disease. Recently, families with the typical phenotype have been reported in whom no mutations in the Notch 3 gene could be detected (Uyama et al., 1999
).
The Notch 3 gene is believed to encode a transmembrane receptor containing several tandemly repeated copies of an epidermal growth factor-like repeat. Notch signalling is a highly conserved pathway involved in cell signalling and fate during embryonic development (Artavanis-Tsakonas et al., 1995
), but the role of Notch 3 in normal adult smooth muscle physiology is unknown. Recent work has demonstrated that the protein is expressed mainly on normal vascular smooth muscle membranes (Joutel and Tournier-Lasserve, 1998
), and one tentative hypothesis is that Notch signalling may be important in maintaining vascular smooth muscle in a terminal differentiated state. Numerous different mutations have been identified within affected families, but to date no genotypephenotype correlations have been established. Studies in unrelated individuals reveal strong clustering of the mutations, 70% of them occurring in exons 3 and 4 (Joutel et al., 1997
). It has also been found that the mutation can occur spontaneously in individuals (Jontel et al., 2000), an observation which raises important issues about diagnostic testing for Notch mutations in the wider stroke population. Almost all cases described to date are in individuals heterozygous for Notch 3 mutations, although one homozygous case has recently been described; the individual also had adult-onset disease, but possibly with a slightly earlier age of symptom onset (Tuominen et al., 1999
).
Strikingly, mutations lead to either loss or gain of a cysteine residue. Such mutations might alter the conformation of the protein, interfering with ligandreceptor interaction, perhaps causing a toxic gain of function. Alternatively, mutations lead to unpaired cysteine residues, which might result in abnormal homodimers or heterodimers accumulating within vascular smooth muscle cells and disrupting them. Future studies will be directed towards understanding the normal function of Notch 3 and how disruption may lead to disease. This in itself may provide useful insights not only into the pathogenesis of CADASIL, but perhaps also into the more common forms of stroke and vascular dementia due to small vessel disease.
In individuals with a typical phenotype and family history, the most efficient approach to screening is to look initially for mutations in exons 3 and 4, and also to consider a skin biopsy. Although it is diagnostic if granular osmiophilic material is present, the skin biopsy can be normal (Ebke et al., 1997
). If these tests are negative and the index of suspicion is high, screening of the remaining exons can be performed with single-strand conformation polymorphism methods and direct sequencing, although this is time-consuming. Alternative genetic screening methods, such as chemical cleavage methods using RNA, may prove more efficient (Rowley et al., 1995
).
Fabry's disease
This is an X-linked recessive disorder due to
-galactosidase A deficiency. Progressive accumulation of ceramidetrihexoside within the intima and media of blood vessels results in luminal narrowing and complications such as stroke and myocardial ischaemia. Other features of the phenotype include angiokeratomata, painful acroparaesthesiae and proteinuria. Stroke occurs most frequently from the third decade onwards. It may occur secondarily to large vessel disease, small vessel disease, or embolism from associated cardiac disease. Involvement of large vessels appears to affect the vertebrobasilar system preferentially, and therefore ischaemia is most common in this territory. The cerebral vasculopathy is well visualized on T2-weighted MRI, which initially demonstrates periventricular hyperintensities and lacunar infarcts indicative of small vessel disease, and subsequently progresses with age, affecting the larger vessels and leading to symptomatic infarcts which appear in the cortical grey matter (Crutchfield et al., 1998
).
Mitochondrial disorders
Mitochondrial encephalomyelopathy, lactic acidosis and stroke-like episodes (MELAS) is a mitochondrial encephalopathy that is characterized by seizures, stroke-like episodes, migraine-like headaches, nausea, vomiting, lactic acidosis, external ophthalmoplegia, ptosis, sensorineural hearing loss and dementia. Cardiac abnormalities and endocrine disturbances can also occur (Graeber and Muller, 1998
). Muscle biopsy usually reveals abnormal mitochondria and ragged red fibres. The cerebral lesions most commonly affect the occipital-parietal regions, often resulting in visual field defects, and frequently they do not respect the borders of typical vascular territories. They may show marked resolution on subsequent MRI, as shown in Fig. 2
. Lactate can be demonstrated on proton nuclear magnetic resonance spectroscopy in the ischaemic lesions. During the acute phase, increased signal is seen on diffusion-weighted imaging, which is consistent with cytotoxic oedema. The underlying cause of this disorder is mutations in the mitochondrial DNA, which in man are transmitted maternally. MELAS, like many mitochondrial disorders, demonstrates the phenomenon of heteroplasmy. There is variation in the expression of mutated DNA within different tissues, which is thought to arise because of random replicative segregation of mitochondria during germ-layer differentiation early in embryonic development. It is believed to be an important cause of the phenotypic heterogeneity associated with mitochondrial mutations within the same family (de Vries et al., 1994
), and such heterogeneity may result in the lack of a family history. MELAS mutations are usually, but not exclusively, missense and lie within the tRNA-leu gene (UUR). Most frequently reported is an A
G transition at position 3243 (Enter et al., 1991
) and a T
C transition at position 3271 (Sakuta et al., 1993
). It has been proposed that mutations at position 3243 may result in somatic mutations accumulating in the mitochondrial DNA, leading to progressive mitochondrial dysfunction (Kovalenko et al., 1996
).
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Arterial dissection
Ischaemic stroke may occasionally be the consequence of arterial dissection, and infrequently this may be a complication of an underlying heritable connective tissue disorder. Defects in collagen synthesis can predispose individuals to spontaneous dissection of the extracranial carotid and vertebral arteries in EhlersDanlos syndrome type IV (Schievink et al., 1990
Other monogenic disorders resulting in ischaemic stroke
Familial amyloid angiopathy usually presents with intracerebral haemorrhage rather than ischaemic lesions. However, familial British dementia, an amyloid angiopathy, may present with white matter lesions that are seen as high intensity on T2-weighted imaging, without haemorrhage. Clinically stroke-like episodes and a progressive dementia occur. Inheritance is autosomal dominant (Plant et al., 1990
). A stop-codon mutation in the novel BRI gene has been found recently in a family with this disease (Vidal et al., 1999
).
| The genetic basis of common multifactorial ischaemic stroke |
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Most cases of stroke represent a multifactorial disorder or complex trait for which classical patterns of inheritance cannot be demonstrated. The major risk factors for stroke, such as hypertension, cigarette smoking and diabetes mellitus, fail to account for a large portion of the risk of ischaemic stroke. It has been estimated that up to 69% of the population-attributable risk may be unaccounted for by these three risk factors alone (Jamrozik et al., 1994
The heterogeneity of common ischaemic stroke
Ischaemic stroke is a syndrome and not a single disease state. Recent advances in imaging allow the underlying pathogenic stroke mechanism to be determined in many cases. Although there is limited epidemiological work comparing even the conventional risk factor profiles of different subtypes of stroke, it is likely that they will differ significantly, and particular genetic factors may predispose individuals to specific subtypes of stroke. Therefore, genetic epidemiological studies should determine the subtype of stroke in individual patients, although this may not be possible in as many as 30% of cases. Classification systems defined on the basis of common pathophysiological mechanisms, such as the TOAST (trial of org10172 in acute stroke treatment) classification system (Adams et al., 1993
), have been used frequently. Phenotypes can be subdivided into stroke due to cardioembolism, stroke secondary to intracerebral and extracerebral large artery disease, and small vessel stroke arising from occlusion of the deep perforating arterioles. Another popular system in use is the Oxford Community Stroke Project Classification (Bamford et al., 1991
). This is primarily a clinical rather than a pathophysiological classification and, although it may allow a pathological subtype to be inferred, it is insufficiently precise for accurate phenotyping. For example, a clinical lacunar syndrome can result from a striatocapsular infarct secondary to embolism from a carotid stenosis, and the correct phenotype of large artery disease can only be determined after brain and carotid artery imaging. However, with any current classification system a significant proportion of strokes are of unknown cause.
For each of these stroke subtypes, genetic factors may act either by predisposing to conventional risk factors, such as hypertension, by modulating the effects of such conventional risk factors on the end organs, or by a direct independent effect on stroke risk. The well-documented conventional risk factors, such as hypertension, hyperlipidaemia and diabetes, are themselves believed to be `synthetic traits' under genetic control (Havlik et al., 1979
; Barnett et al., 1981
; Hunt et al., 1989
; Kiely et al., 1993
). However, the emphasis of this review will be on stroke-causing genes that do not contribute directly to these phenotypes, but have either a modulatory or an independent effect on the risk of stroke.
Multiple sites of action of stroke susceptibility genes and the use of intermediate phenotypes
A cerebral infarct is the end result of a number of pathological processes, each of which may be under genetic influences. For example, in a patient with stroke secondary to carotid stenosis, genetic factors could influence the development of atherosclerosis, the processes leading to plaque disruption and thromboembolism, the patency of the circle of Willis, and therefore the effect of a carotid occlusion on middle cerebral artery flow, and the response of brain tissue to ischaemia. This complexity may make associations with specific genes difficult to detect, particularly if each step of the process is under the influence of a number of different genes. A logical step is the use of intermediate phenotypes. These represent specific components of the disease process, and therefore the number of genes involved in their pathogenesis is likely to be much reduced compared with those involved in ischaemic stroke. In vivo imaging has provided a number of potential intermediate phenotypes. Common carotid artery intimal medial thickness, determined by ultrasonography, has been used widely as a measure of early carotid atherosclerosis, while carotid plaque size can also be used as an estimate of more advanced disease. Carotid ultrasound has been used widely in this context to determine the role of a variety of conventional risk factors, novel risk factors such as chronic infection and inflammation, and genetic risk factors in the pathogenesis of carotid atherosclerosis (Crouse and Thompson, 1993). These estimates of intimal medial thickness and ultrasonically identified carotid plaques may be useful intermediate phenotypes for large artery stroke. Silent white-matter hyperintensities seen on T2-weighted MRI may provide a useful intermediate phenotype for small vessel disease stroke.
Evidence for the role of genetic factors in ischaemic stroke
Both epidemiological and animal-based studies provide strong evidence that genetic factors are important in the pathogenesis of stroke.
Epidemiological studies
Epidemiological studies have used twin, affected sibling pair and family-based approaches. Twin studies provide the most robust evidence for genetic influences in stroke. The principle is the comparison of concordance rates between monozygotic and dizygotic twins for a disorder. It is assumed that, apart from genetic factors, monozygotic and dizygotic twins will be similar in other respects, such as environmental exposures. From the degree of concordance it is then possible to determine the heritability of a disorder, defined as the proportion of the phenotype that can be attributed to genetic factors (Hrubec and Robinette, 1984
). Using this approach, Brass and colleagues (Brass et al., 1992
) found a concordance rate of 17.7% in monozygotic twins as opposed to 3.6% in dizygotic twins, giving a relative risk of 4.3. However, as only a few twin pairs were studied it was not possible to calculate the heritability of stroke in this study. Furthermore, as the study was based on a questionnaire no conclusions could be drawn regarding the stroke phenotypes represented in the twin pairs. This cohort was re-evaluated a decade later, when genetic influences appeared to have less influence on the risk of stroke in the older population, in whom much of the variance was accounted for by environmental exposure (Brass et al., 1998
). This is consistent with the role of genetic stroke risk factors being strongest in younger adults.
Twin and sibling studies have also shown that the intermediate phenotypes for stroke are under strong genetic control. A twin approach has recently been employed to determine the relative contributions of genetic influences on the volumes of white matter hyperintensities seen on MRI in healthy elderly individuals (Carmelli et al., 1998
). They found concordance rates of 0.61 in monozygotic twins as opposed to 0.38 in dizygotic twins. In their model, 71% of the variation in white matter hyperintensity volume was accounted for by genetic factors behaving in an additive manner. In another study, the heritability of common carotid artery intimal medial thickness was found to be 92% (Duggirala et al., 1996
). Interestingly, the contribution of genetic factors was not through conventional risk factors used as covariates in their analysis. However, this study was performed in sibs rather than twins, making it difficult to determine the relative roles of early shared environmental effects and genetic influences.
Family-based studies have examined the relationship between a family history of stroke amongst first-degree relatives and risk of stroke in probands (Table 2
). Whilst a positive family history is consistent with the role of genetic factors, it must be remembered that alternative, but not necessarily exclusive, explanations, such as shared environmental influences, could be valid. With this proviso, the results of several large studies are consistent with a family history of stroke being an important independent risk factor. For example, although in the original Framingham cohort it was reported that a parental history of stroke did not confer an increase in the risk of stroke, amongst the offspring cohort there was an association with verified parental stroke history (Kiely et al., 1993
). The adjusted relative risks in probands for paternal stroke and maternal stroke were 2.4 and 1.4, respectively. The presence of an atherothrombotic brain infarction in a sibling also conferred a relative risk of 1.8. However, the confidence intervals were wide because there were few strokes documented in this relatively young cohort. It will be interesting to re-evaluate the importance of family history in this cohort in the future. The importance of parental history was also seen in a prospective follow-up of a Finnish population (Jousilahti et al., 1997
), in which a positive parental history of stroke led to a twofold increase in stroke in both men and women. The association between family and personal history of stroke appeared to be stronger in younger stroke patients. This was also found in a cross-sectional study (Howard et al., 1990
), in which younger stroke victims were more likely to have an offspring who had a fatal coronary or cerebrovascular event. A positive stroke history was recorded in 47% of patients, compared with 24% in the study by Graffagnino and colleagues (Graffagnino et al., 1994
). However, the difference was no longer significant after controlling for conventional risk factors. Furthermore, as hypertension and diabetes are known to have a strong genetic component (Havlik et al., 1979
; Barnett et al., 1981
; Hunt et al., 1989
; Kiely et al., 1993
), clustering of these risk factors within families may partly account for the familial aggregation of stroke. This has been suggested by the study of Diaz and colleagues (Diaz et al., 1986
), in which it was found that siblings of patients with cerebral infarction or transient ischaemic attack were more likely to have multiple vascular risk factors than the siblings of spouse controls. There have also been some notable negative studies (Herman et al., 1983
; Boysen et al., 1988
). However, most studies suggest that a family history of stroke is an independent risk factor for stroke, and this is consistent with a genetic component operating outside the usual risk factors.
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Interestingly, amongst the positive studies there have been discrepant reports concerning how this increase in risk is transmitted. For example, from one study it was reported that a maternal history of stroke was associated with a threefold increase in stroke in a cohort of men followed up since 1913 (Welin et al., 1987
There are a number of explanations for differences between studies, including difficulties in ascertaining family history, different methods, including the study of different populations, and in some cases small sample sizes. A further problem is the difficulty in ascertaining the exact stroke phenotype amongst affected family members. Only a few studies have attempted the detailed clinical evaluation of probands. Consequently, some will have incorporated cases of intracerebral haemorrhage as well as ischaemic stroke in their analyses, and differentiating between the two in dead relatives with stroke is often impossible.
An animal model of human stroke: the stroke-prone spontaneously hypertensive rat
Recent observations in animal models have provided strong evidence for the existence of stroke susceptibility genes. A well-established experimental tool in the study of hypertension has been the spontaneously hypertensive rat (SHR) (Okamoto and Aoki, 1963
). However, whilst this is a good model for evaluating the response of blood pressure to a range of pharmacological agents and the development of left ventricular hypertrophy, these animals fail to develop stroke. An important exception was observed during the establishment of colonies of SHR rats, in which some animals tended to die at a very early age after the introduction of a stroke-permissive `Japanese' rat chow diet which was high in sodium but low in protein and potassium. These observations led to the development of a separate inbred strain of hypertensive animals, named the stroke-prone spontaneously hypertensive rat (Okamoto et al., 1974
). The phenotypic difference between these two strains is believed to reflect the segregation of genes at an early stage during inbreeding which confer susceptibility to stroke but not hypertension. The isolation of these genetic factors is discussed in the next section.
Identifying genetic factors in ischaemic stroke
Determining the precise nature of genetic factors at a molecular level in complex traits is a difficult task (Lander and Schork, 1994
). Linkage paradigms, which rely on predictable patterns of cosegregation of markers with phenotypes, have been employed successfully to identify the responsible gene mutations in large pedigrees of affected and unaffected individuals with single-gene disorders. In polygenic stroke the situation is more difficult because of several factors: (i) late onset: the late onset of stroke makes genetic comparisons between living relatives difficult; (ii) phenotypic heterogeneity: the variety of stroke subtypes or phenotypes is likely to reflect different aetiologies; (iii) genetic heterogeneity: mutations in any one of several genes might result in an identical phenotype; (iv) phenocopy: some individuals who do not inherit a predisposing allele will still manifest stroke because of random or environmental causes; (v) variable penetrance: some individuals who inherit a predisposing allele may not manifest the disease; causes of variable penetrance include gene dose, geneenvironment interaction and epistatic phenomena; (vi) confounders: the presence of coexistent risk factors, such as hypertension and diabetes, may make the effects of a single gene difficult to assess in affected individuals.
Two major lines of investigation have been employed to determine the identity of the genes responsible; quantitative trait locus mapping in stroke-prone animals and candidate gene studies in man.
Experimental crossbreeding and quantitative trait locus mapping
Early studies suggested that susceptibility to infarcts after middle cerebral artery occlusion in stroke-prone SHR rats was related to a single gene, transmitted in an autosomal recessive manner, which affected collateral flow (Coyle and Heistad, 1991
). However, heterogeneity between animal strains precluded any definitive comparison of genetic differences. One approach to overcoming this problem was to establish a hybrid line of animals from the mating of stroke-prone SHR rats with SHR rats. It was hoped that the offspring of these experimental crosses would retain homogeneity for hypertensive alleles whilst stroke susceptibility genes would tend to cosegregate. This hypothesis proved to be correct, the F2 hybrids from these crosses showing marked variation in stroke susceptibility despite concordance for hypertension. By generating large numbers of progeny from experimental crosses, genome-wide screening approaches enable identification of alleles which cosegregate accordingly with a quantitative trait. The position of quantitative trait loci (QTL) can then be inferred from known genetic maps. QTL mapping is a powerful approach that has been used by several investigators with various modifications (Ikeda et al., 1996
; Rubattu et al., 1996
; Jeffs et al., 1997
). Three major QTL, designated STR1, STR2 and STR3, were reported to influence stroke risk, measured as time to stroke onset in rats fed a stroke-permissive diet (Rubattu et al., 1996
). These accounted for 28% of the overall variance in the risk of stroke. Comparison with human and mouse genetic maps revealed no obvious candidate genes localizing to the regions mapping to STR1 and STR3 (chromosomes 1 and 4). However, a protective locus, STR2, was found to map closely to a marker derived from the gene for atrial natriuretic factor (ANF), located on chromosome 5. The presence of one or two at-risk alleles at STR2 was associated with increased stroke risk in an additive manner. A further interesting observation in this study was that of the existence of epistatic interaction between alleles at the STR1 and STR2 loci, suggesting that the phenotype studied was a good model of human polygenic stroke.
A slightly different approach has been employed by Ikeda and colleagues, who obtained F2 hybrids by crossing stroke-prone SHR rats with Wistar Kyoto rats (Ikeda et al., 1996
). They found that, in hybrids developing stroke, the brain was always heavier as a result of oedema, and therefore brain weight was used as the quantitative parameter for linkage analysis. They found no evidence of markers contributing to stroke on chromosome 5, but found a gene on chromosome 4, distinct from STR3, that contributed to the phenotype independently of hypertension. A further study determined the severity of stroke, estimated as infarct volume after a standard focal ischaemic insult, rather than the risk of stroke itself (Jeffs et al., 1997
). Again, F2 hybrids derived from similar crosses were used to isolate the genetic component responsible and to exclude the influence of hypertension. Again, a highly significant QTL was localized to chromosome 5 in the vicinity of genes encoding ANF and brain natriuretic factor, and it accounted for 67% of the phenotypic variance. No QTL were localized to chromosomes 1 and 4, and, surprisingly, the QTL that mapped to chromosome 5 conferred increased susceptibility to cerebral ischaemia rather than a protective effect. Further work is required to explain the different conclusions of these studies, although they may relate to the use of different phenotypes and the different genetic backgrounds of the animals used in crossbreeding.
The identification of the gene for ANF as a putative candidate gene is consistent with the known circulatory effects of the factor (Levin et al., 1998
) and the finding of elevated levels of ANF in acute ischaemic stroke (Estrada et al., 1994
). Earlier crossbreeding studies also demonstrated impaired endothelium-dependent vasodilatation in response to ANF as an important determinant of stroke in the Heidelberg colonies of stroke-prone SHR rats (Russo et al., 1998
). Analysis of DNA has revealed functional mutations in the ANF gene in these F2 hybrids that alter the expression of peptide levels (Rubattu et al., 1998). Interestingly, a recent study in patients with stroke found an increased prevalence of a G664A polymorphism in the human ANF gene (Rubattu et al., 1999
). No information is given in the paper about stroke subtype, and whether both cerebral haemorrhage and infarction were included. In contrast, recent structural and functional studies appeared to exclude the genes for ANF and brain natriuretic factor as candidate genes responsible for the ischaemic sensitivity trait studied in the Glasgow colonies of stroke-prone SHR rats (Brosnan et al., 1999
).
Human studies: the candidate gene approach
The current mainstay of genetic studies of stroke in man is the association or candidate gene approach. This involves first identifying a molecular variant within a functionally relevant gene, and then determining its role in conferring stroke risk by looking for an association with the phenotype using a casecontrol or cohort method. A limitation of such studies is that they are based on the availability for testing of candidate genes a priori. However, the large number of potential candidate genes recently described has made this a practical approach. On its own, a positive association does not necessarily imply a true causal relationship but may merely represent linkage disequilibrium due to close proximity between the locus under test and the disease-causing locus. False association may also result from confounding bias (population stratification), a result of genetic heterogeneity within different ancestral populations. To avoid such bias, this method is dependent on careful casecontrol matching, and the results may need to be reproduced in several populations before a firm association can be established. Furthermore, multiple hypothesis testing may lead to positive associations simply through chance, a problem that may be exacerbated by publication bias in favour of positive results.
Candidate gene studies in stroke can be considered as belonging to two broad categories: (i) those investigating the role of genes which may influence stroke risk, and (ii) those investigating genes which determine infarct size after vessel occlusion by influencing vascular reactivity and collateral supply, and neuronal responses to injury. It should be remembered that these two categories are not mutually exclusive because certain genes may both predispose to stroke and affect stroke outcome. Furthermore, genes resulting in increased neuronal injury after an episode of ischaemia may themselves be associated with an increased incidence of stroke. However, whilst genes in the second category may be equally important in all forms of ischaemic stroke, those falling into the first category may be important only in certain subtypes of stroke. Furthermore, some candidate genes may be important only in young individuals. These considerations suggest that, to maximize the chance of detecting an association, analysis of data according to stroke subtype and/or separate studies of young individuals may be required. The role of a large number of candidate genes has been investigated in stroke, in many cases following the demonstration of an association with ischaemic heart disease. They can be conveniently be described in five groups, affecting (i) haemostasis, (ii) the reninangiotensin system, (iii) nitric oxide production, (iv) homocysteine metabolism and (v) lipid metabolism.
Haemostasis
Most larger casecontrol studies have failed to find an association between prothrombotic states, such as activated protein C resistance or the underlying Leiden factor V mutation, and ischaemic stroke in older individuals (Table 3
). These gene defects may be responsible for stroke in some younger individuals, as discussed earlier under single-gene disorders, but on balance these prothrombotic states are unlikely to be important causes of multifactorial stroke in middle-aged and elderly patients.
Genetic variants in other components of the coagulation cascade, such as factor VII and fibrinogen, have also been examined after prospective studies which have demonstrated the role of these proteins in arterial disease (Meade et al., 1986
; Heinrich et al., 1994
; Smith et al., 1997
). A factor VII gene polymorphism (R353Q) has been associated with higher levels of factor VII:C (Green et al., 1991
), but in a later study no association was found between levels of factor VII:C or between the R353Q variant and ischaemic cerebrovascular disease (Heywood et al., 1997
). This is consistent with the results of a separate large study of arterial thrombotic events (Corral et al., 1998
). Another study examining factor VII polymorphisms in hypertensive small vessel disease was also negative (Nishiuma et al., 1997
).
Homozygosity for a G
A substitution at position 455 of the ß-fibrinogen gene, which is associated with higher fibrinogen levels, has been found to be increased in large vessel stroke (Kessler et al., 1997
). This observation is consistent with reports that a variant in complete linkage disequilibrium (b148) may be a specific risk factor for carotid atherosclerosis (Schmidt et al., 1998). A separate group (Carter et al., 1997
) examined the influence of a different fibrinogen ß-chain variant (b448) and found an association in women but not in men. The basis of this sex-specific interaction remains unclear. Raised fibrinogen levels may predispose to stroke both by accelerated atherosclerosis and prothrombotic mechanisms.
Studies in myocardial infarction suggest that the formation of abnormal fibrin structures may be important in arterial thrombosis (Fatah et al., 1996
). In normal physiology this is dependent on both the function of factor XIII, which is involved in fibrin crosslinking, and the activity of the fibrinolytic system. Raised levels of plasminogen activator inhibitor 1 have been demonstrated in acute ischaemic stroke and in the convalescent phase. However, no correlation could be demonstrated between ischaemic stroke and an insertion deletion polymorphism (4G/5G), which is itself associated with higher levels of plasminogen activator inhibitor 1 (Catto et al., 1997
). A polymorphism in the factor XIII gene (Val 34 Leu) has also been examined in ischaemic stroke after reports that this polymorphism was protective in myocardial infarction. It has been suggested that this variant may be associated with weaker fibrin structures, but there was a lack of association with ischaemic stroke or ischaemic stroke subtype. Interestingly, a weak association with intracerebral haemorrhage was found in the same study (Catto et al., 1998
).
The role of platelet glycoprotein receptor polymorphisms has also been studied extensively in patients with ischaemic stroke. These molecules are members of the integrin family and, when activated, bind fibrinogen, von Willebrand factor or collagen, and therefore promote platelet aggregation and thrombosis. The P1A2 variant of the platelet fibrinogen receptor Gp IIa/IIIb has been reported as a risk factor for acute coronary syndromes specifically in young patients (Carter et al., 1996
; Weiss et al., 1996
). Subgroup analysis in a casecontrol study has suggested that the P1A2 allele may also be an important risk factor in stroke patients aged less than 50 years (Carter et al., 1998
). Another study, however, failed to find an overall association between this polymorphism and cerebral infarction in young women (Wagner et al., 1998
). Conflicting genotypephenotype correlations have also been found with the HPA2 (human platelet antigen 2) and VNTR (variable number of tandem repeats) variants of the platelet von Willebrand factor receptor, Gp Ia/IIa. It has been reported recently that a silent point mutation (GpIa C807T), correlating with increased expression of the collagen receptor in vitro, is an independent risk factor for stroke in young patients (Carlsson et al., 1999
). However, association studies of different polymorphisms in this gene have revealed a lack of association (Carlsson et al., 1997
).
Reninangiotensin
The production of angiotensin II and the catabolism of bradykinin are important effects of angiotensin-converting enzyme (ACE), and these peptides have important functions at the local vascular level, including the regulation of vascular tone and endothelial function, and smooth muscle proliferation. The ACE gene is probably the most extensively investigated candidate gene in ischaemic stroke (Table 4
), after an initial study by Cambien and co-workers which suggested that an intron 16 insertion/deletion polymorphism was associated with myocardial infarction (Cambien et al., 1992
). A number of studies have reported an association with stroke, with a relative risk usually of the order of 1.52.5 (Table 4
), but other studies have failed to find a significant association. A meta-analysis has evaluated the risk of stroke in 1918 subjects versus 722 controls from seven studies (Sharma, 1998
). It was concluded that the ACE genotype conferred a small but modest effect, with an odds ratio of 1.31 (95% confidence interval 1.061.62), according to a dominant model of inheritance. A weaker association was seen under a recessive model. Unfortunately, methodological differences between studies precluded subtype analysis. A criticism of such meta-analyses is that, whilst the power to detect a significant disease causing allele is increased, the method is highly subject to publication bias. Negative candidate gene studies may not always be submitted or accepted for publication. In such meta-analyses, attempts need to be made to identify unpublished studies and estimate the magnitude of publication bias.
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The conflicting results of studies of the ACE gene insertion/deletion polymorphism and stroke reflect a number of methodological difficulties and illustrate some of the problems associated with candidate gene studies in human stroke. Many of the studies were small and underpowered; frequently the relative risk associated with the deletion allele was found to be of similar magnitude in smaller, statistically negative studies and larger, statistically positive studies. The avoidance of bias due to population stratification requires careful casecontrol matching, and a variety of control groups have been used in the different studies, varying from randomly selected population controls to non-randomly selected hospital patients with other diseases. Such problems can be reduced by the study of population cohorts that are followed prospectively. A nested casecontrol study was performed on the US Physicians Health cohort and a negative result was reported (Zee et al., 1999
A variant of the angiotensinogen gene (M235T) has also been implicated in vascular disease, but its evaluation in stroke so far suggests that it does not behave as an important risk factor (Table 4
). However, it has recently been proposed that an epistatic interaction with the ACE gene may exist (Nakata et al., 1997
).
Nitric oxide
The activity of the L-arginine/nitric oxide synthase system is an important mediator of endothelial function. It has diverse effects, including the regulation of the tone, integrity, growth and thrombogenic properties of the vessel wall. Strong evidence from animal and human studies indicates that the activity of this system is under genetic control. Work in the stroke-prone SHR rat has suggested that impaired endothelial dysfunction is an important predisposing factor leading to stroke (Russo et al., 1998
). In addition, knockout mice deficient in endothelial nitric oxide synthase are highly sensitive to focal cerebral ischaemia (Samdani et al., 1997
) and have marked vessel wall abnormalities (Rudic and Sessa, 1999
). An earlier study (Wang et al., 1996
) had demonstrated that a functional variant of nitric oxide synthase (ecNOS 4a) was associated with increased risk of significant coronary artery disease and myocardial infarction in smokers. However, neither this nor another variant with unknown functional significance (Glu298Asp) has been shown to be an important risk factor for ischaemic cerebrovascular disease (Table 5






